Sheltered Harbor

In the News

ICBA NewsWatch - Sept. 11, 2018: Extra Layer of Protection Against Cyber Risk video51x51

New York Times - May 20, 2018:  Banks Adopt Military-Style Tactics to Fight Cybercrime

CIO Magazine - May 1, 2018:  2018 CIO 100 winners: recognizing IT excellence

Channel Futures - February 20, 2018:  Why Sheltered Harbor Should Be the New Standard for Cybersecurity

Bank Info Security - February 13, 2018: Sheltered Harbor: A New Approach to Account Backups

American Bankers Association - Jan. 15, 2018: Protect Your Data video51x51

CNBC - Jan. 10, 2018: Sheltered Harbor Names Trey Maust New CEO

Bloomberg - Jan. 4, 2018: Your 401(k) Deleted: How Wall Street Hopes to Thwart Hackers

Bloomberg - Dec. 5, 2017: Banks, Brokerages Join Effort to Save Client Data in a Cyber Attack

PYMNTS.com - Dec. 4, 2017:  Banks Prepare For Apocalyptic Cyber Attack

Wall Street Journal - Dec. 2, 2017:  Banks Build Line of Defense for Doomsday Cyberattack

FS-ISAC Announces Jim Rosenthal and Phil Venables 2017 Critical Infrastructure Protection Award Winners: Sheltered Harbor Co-Chairs Honored

ABA Banking Journal - Mar. 27, 2017: How 'Sheltered Harbor' Provides Safety from the Cyber Storm

Office of Financial Research - Feb. 15, 2017: Cybersecurity and Financial Stability: Risks and Resilience

Akamai.com - Dec. 12, 2016: Dyn DDOS Attack: Lessons Learned for the Financial Services Industry

American Banker - Nov. 29, 2016: A Customer Data Bunker that Could Survive Catastrophe

Bankers Web - Nov. 28, 2016: "Sheltered Harbor" Enables Banks to Safekeep and Reconstitute Customer Data Post Cyber Incident

CU Today.info - Nov. 28, 2016:  'Sheltered Harbor’ Aimed At Improving Cyber Defenses

PYMNTS.com - Nov. 23, 2016: Trade Groups Want to Standardize Cybersecurity Data Sharing

ABA Banking Journal - Nov. 22, 2016: FS-ISAC Announces New Cyber Resilience Initiative

Wall Street Journal - Nov. 22, 2016: Trade Groups Adopt Plan to Better Shield Depositors, Investors From Cyberattacks

ABA Video - 1/15/2018

Join as Bank or Credit Union

For banks and credit unions, Participant fees are determined based on both Participants’ Total US Banking Assets and Participant’s Total US Deposit Accounts to more accurately reflect bank size. Below describes current fees applying at each level of Participant’s assets and accounts.

Annual Fee Assessment Schedule for Banks and Credit Unions

 Assets

 Accounts 

 Fee 

Join Sheltered Harbor
On-Line
Download 
 <$100MM  and   <10K  $250       007 monitor 1          OR        Download $250 Agreement
 <$1B  and    <500K  $500        007 monitor 1          OR       Download $500 Agreement
 >500K  $2,500       007 monitor 1          OR       Download $2500 Agreement
 $1B - $50B    and   <500K  $2,500       007 monitor 1          OR       Download $2500 Agreement
 >500K  $10,000       007 monitor 1          OR       Download $2500 Agreement
 >$50B  and  <1M  $10,000       007 monitor 1          OR       Download $2500 Agreement
 >1M  $25,000       007 monitor 1      OR       Download 25000 Agreement

If your operations include brokerage and/or asset management accounts, please check those fee schedules as well, because you will pay a single fee based on the larger of the banking or brokerage or asset managent fee calculation.

Join as Broker

For securities firms, Participant fees are determined based on both Client Assets* and the Number of Clearing Clients. The schedule below describes current fees applying at each level of Participant’s assets and accounts.

Annual Fee Assessment Schedule for Securities Firms

 Client
 Assets*

 Clearing
 Clients

 Fee 

Join Sheltered Harbor
 On-Line
Download 

 <$100MM

 and 

 <1 (self clearer)      

 $2,500

     007 monitor 1    

 OR 

      Download $2500 Agreement

 <$10B

 and  

 <50

 $5000 

     007 monitor 1    

 OR

      Download $5000 Agreement

 50 - 100

 $10,000 

     007 monitor 1    

 OR

      Download 10000 Agreement

 $10B - $200B  

 and 

 <20

 $10,000 

     007 monitor 1    

 OR

      Download 10000 Agreement

 >20

 $25,000 

     007 monitor 1    

 OR

      Download 25000 Agreement
 >$200B    or   >100  $25,000       007 monitor 1     OR       Download 25000 Agreement

* Including discretionary and non-discretionary assets

If your operations include banking and/or asset management accounts, please check those fee schedules as well, because you will pay a single fee based on the larger of the banking or brokerage or asset managent fee calculation.

Join as an Asset Manager

For Asset Managers, Transfer Agents and Recordkeepers,  Participant Fees are determined based on AUM or Plan Assets.  The schedule below describes current fees applying at each level of Participant's AUM or plan assets.

Annual Fee Schedule for Asset Managers, Transfer Agents, and Recordkeepers

AUM or Plan Assets    Fee   Join Sheltered Harbor 
On-Line Download
 <$20B  $2,500      007 monitor 1      OR        Download 2500 Agreement
 $20B - $50B  $5,000      007 monitor 1      OR       Download 5000 Agreement
 $50B - $200B  $15,000       007 monitor 1      OR       Download 15000 Agreement
 > $200B  $25,000       007 monitor 1      OR       Download 25000 Agreement

If your operations include banking and/or brokerage accounts, please check those fee schedules as well, because you will pay a single fee based on the larger of the banking or brokerage or asset managent fee calculation.

ICBA Video - 9/11/2018