Sheltered Harbor - New What is Sheltered Harbor

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WHAT IS SHELTERED HARBOR

Sheltered Harbor was founded as a not-for-profit standards setting and certification body to protect customers, financial institutions and public confidence in the financial system when a catastrophic event such as a cyber attack causes critical systems, including backups, to fail.

Sheltered Harbor's standards supplement Disaster Recovery (DR) and Business Continuity (BC) plans to help every participating organization prepare for and recover quickly from a severe operational outage, data corruption, or data deletion event. We promote adoption across the industry, support participants with implementation and ensure adherence through independent audits and certifications.

Read the open letter by trade association CEOs to the industry.

JOIN SHELTERED HARBOR

Join as a Bank or Credit Union

For banks and credit unions, Participant fees are determined based on Participant's total US banking assets to more accurately reflect bank size. The schedule below describes current fees applying at each level of Participant’s assets.

Annual Fee Assessment Schedule for Banks and Credit Unions

Assets	Fee	Join Sheltered Harbor
Assets	Fee	Onlne		Download
<$100MM	$250		OR
>$100M	$500		OR
>$500M	$1,000		OR
>$1B	$2,500		OR
>$5B	$5,000		OR
>$10B	$10,000		OR
>$50B	$25,000		OR
>$250B	$50,000		OR

If your operations include brokerage and/or asset management accounts, please check those fee schedules as well, because you will pay a single fee based on the larger of the banking or brokerage or asset management fee calculation.

Join as an Asset Manager

Participant fees or asset managers, transfer agents and recordkeepers are determined based on AUM or plan assets. The schedule below describes current fees applying at each level of Participant's AUM or plan assets.

Annual Fee Schedule for Asset Managers, Transfer Agents, Insurers, Hedge Funds, Custodians, Private Equity and other Financial Recordkeepers

AUM or Plan Assets	Fee	Join Sheltered Harbor
AUM or Plan Assets	Fee	Online		Download
<$20B	$1,000		OR
$5B - $20B	$2,500		OR
$20B - $50B	$15,000		OR
$50B - $200B	$25,000		OR
> $200B	$50,000		OR

If your operations include banking and/or brokerage accounts, please check those fee schedules as well, because you will pay a single fee based on the larger of the banking or brokerage or asset management fee calculation.

Advanced Software Products Group (ASPG) Inc.	Brand Ambassador
Greg Thomason	Product Manager	239-649-1548	This email address is being protected from spambots. You need JavaScript enabled to view it.
AWS - Amazon Web Services	Advisory
Pradeep Dhananjaya	Banking Technical Lead	201-993-8444	This email address is being protected from spambots. You need JavaScript enabled to view it.
AWS has developed a Sheltered Harbor validated vaulting architecture and provides Security Assurance Services (SAS) to help AWS Customers implement compliant cloud-based data vaults with native AWS services and navigate the certification process with expert guidance on vault implementation and recovery plan validation. Click here for more details.
Capgemini	Advisory
Lanita Benson	Senior Manager, Cybersecurity Center of Execellence	720-480-4538	This email address is being protected from spambots. You need JavaScript enabled to view it.
Cohesity	ENDORSED Solution Provider
Tim Burlowski	VP, Product Management	612-850-8706	This email address is being protected from spambots. You need JavaScript enabled to view it.
Cohesity is a leader in AI-powered data security, has joined the Sheltered Harbor Alliance Partner program. This underscores Cohesity's unwavering commitment to safeguarding critical financial sector data against even the most advanced cyber threats, including ransomware.
Copper Mountatin Consulting	Advisory
Rod Andes	CEO, Senior Security Consultant	629-275-2770	This email address is being protected from spambots. You need JavaScript enabled to view it.
Cyber Risk Institute	Brand Ambassador
Josh Magri	President & CEO		This email address is being protected from spambots. You need JavaScript enabled to view it.
The Cyber Risk Institute (CRI) is a not-for-profit coalition of financial institutions and trade associations. We're working to protect the global economy by enhancing cybersecurity and resiliency through standardization.
Dell Technologies	ENDORSED Solution Provider
Jim Shook	Director, Cybersecurity & Compliance	678-230.0525	This email address is being protected from spambots. You need JavaScript enabled to view it.
Learn how Dell Technologies can help your U.S. financial institution expedite Sheltered Harbor “Data Protected” Certification with “Dell EMC PowerProtect Cyber Recovery for Sheltered Harbor”, the first turnkey data vaulting solution to receive endorsement for meeting all of the requirements of the Sheltered Harbor standard
Elastio	Brand Ambassador
Todd Fredrick	SVP Strategic Alliances	703-328-7325	This email address is being protected from spambots. You need JavaScript enabled to view it.
Grant Thornton	Assurance - Qualified Assessor
Vincent Concialdi	Partner	312-602-8731	This email address is being protected from spambots. You need JavaScript enabled to view it.
Learn how Grant Thornton can help your U.S. financial institution with independent attestation services for Sheltered Harbor Certification and annual recertification.
PwC	Advisory
Shawn Lonergan, Ph.D.	Principal - Cyber, Risk & Regualtory	917-683-9049	This email address is being protected from spambots. You need JavaScript enabled to view it.
PwC	Assurance - Qualified Assessor
Jeff Trent	Partner	646-471-7343	This email address is being protected from spambots. You need JavaScript enabled to view it.
RSM	Assurance - Qualified Assessor
Melissa Harp	Principal	612-376-9871	This email address is being protected from spambots. You need JavaScript enabled to view it.
John Huyette	Principal	215-648-3181	This email address is being protected from spambots. You need JavaScript enabled to view it.
21st Century Software Technologies, Inc.	Brand Ambassador
Eddy Ciliendo	Chief Executive Officer	919-703-9098	This email address is being protected from spambots. You need JavaScript enabled to view it.

Cohesity	ENDORSED Solution Provider
Tim Burlowski	VP, Product Management	612-850-8706	This email address is being protected from spambots. You need JavaScript enabled to view it.
Cohesity is a leader in AI-powered data security, has joined the Sheltered Harbor Alliance Partner program. This underscores Cohesity's unwavering commitment to safeguarding critical financial sector data against even the most advanced cyber threats, including ransomware.

Dell Technologies		ENDORSED Solution Provider
Jim Shook	Director, Cybersecurity & Compliance	678-230-0525	This email address is being protected from spambots. You need JavaScript enabled to view it.
Learn how Dell Technologies can help your U.S. financial institution expedite Sheltered Harbor “Data Protected” Certification with “Dell EMC PowerProtect Cyber Recovery for Sheltered Harbor”, the first turnkey data vaulting solution to receive endorsement for meeting all of the requirements of the Sheltered Harbor standard

FIS		ENDORSED Solution Provider
Scott Yoshimura	Senior Director, Product Management	602-337-3347	This email address is being protected from spambots. You need JavaScript enabled to view it.
Learn how FIS, a global leader in fintech and the first service provider officially certified with an endorsed solution and service for Sheltered Harbor Data Protection, can streamline and expedite your Sheltered Harbor Certification with FIS Data Restore.

Annual Fee Assessment Schedule for Banks and Credit Unions

Assets

Fee

Join Sheltered Harbor

Onlne

Download

Annual Fee Assessment Schedule for Securities Firms

Client
Assets*

Clearing
Clients

Fee

Join Sheltered Harbor

Online

Download

Annual Fee Schedule for Asset Managers, Transfer Agents, Insurers, Hedge Funds, Custodians, Private Equity and other Financial Recordkeepers

AUM or Plan Assets

Fee

Join Sheltered Harbor

Online

Download